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SHUM Michelle

沈霏瑤
CE AXL714Licensed IndividualSFO licence active
Official SFC record

SHUM Michelle (CE number AXL714) is an individual licensed by the Hong Kong SFC. First licensed on 2011-07-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeQuam Securities Limited
華富建業證券有限公司

Licence Record (3)

2012-07-25 – present Current
Quam Securities Limited Rep
RA 1 RA 2
2011-07-22 – 2012-07-05
Fortune (HK) Securities Limited Rep
RA 1
2011-07-22 – 2012-07-05
Well Link International Securities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXL714