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FONG Tak Jim

方德霑
CE AQE454Licensed IndividualSFO licence active
Official SFC record

FONG Tak Jim (CE number AQE454) is an individual licensed by the Hong Kong SFC. First licensed on 2007-12-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeQuam Securities Limited
華富建業證券有限公司

Licence Record (4)

2018-07-06 – present Current
Quam Securities Limited Rep
RA 1 RA 2 RA 4 RA 9
2015-07-23 – 2023-05-05
Quam Asset Management Limited RO
RA 4 RA 9
2010-03-05 – 2023-05-05
Quam Asset Management Limited Rep
RA 1 RA 4 RA 9
2007-12-31 – 2010-02-01
Kingsway Financial Services Group Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQE454