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YAN Ching Man

甄靜敏
CE ASK571Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAN Ching Man (CE number ASK571) is an individual licensed by the Hong Kong SFC. First licensed on 2009-02-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerQuam Securities Limited
華富建業證券有限公司

Licence Record (5)

2013-12-23 – present Current
Quam Securities Limited RO
RA 1 RA 2 RA 4 RA 9
2020-04-17 – 2021-04-06
Realord Asia Pacific Asset Management Limited RO
RA 4 RA 9
2020-03-02 – 2021-04-06
Realord Asia Pacific Securities Limited RO
RA 1 RA 2
2020-01-14 – 2020-03-02
Realord Asia Pacific Securities Limited Rep
RA 1
2009-02-10 – 2021-08-06
Quam Securities Limited Rep
RA 1 RA 2 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASK571