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TANG Sei Kit

鄧思傑
CE AFG881Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TANG Sei Kit (CE number AFG881) is an individual licensed by the Hong Kong SFC. First licensed on 2014-06-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerQuam Asset Management Limited
華富建業資產管理有限公司
Responsible OfficerQuam Securities Limited
華富建業證券有限公司

Licence Record (7)

2023-08-04 – present Current
Quam Asset Management Limited RO
RA 1 RA 4 RA 9
2023-08-04 – present Current
Quam Securities Limited RO
RA 1 RA 4 RA 9
2023-04-06 – 2023-08-04
Quam Asset Management Limited Rep
RA 1 RA 4 RA 9
2023-04-06 – 2023-08-04
Quam Securities Limited Rep
RA 1 RA 4 RA 9
2022-01-03 – 2023-02-28
Crosby Securities Limited Rep
RA 1 RA 4 RA 9
2014-10-24 – 2018-02-13
Vontobel Wealth Management (Hong Kong) Limited RO
RA 1 RA 4
2014-06-24 – 2014-10-24
Vontobel Wealth Management (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFG881