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TONG Ka Man

唐嘉敏
CE AYJ116Licensed IndividualSFO licence active
Official SFC record

TONG Ka Man (CE number AYJ116) is an individual licensed by the Hong Kong SFC. First licensed on 2011-11-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeQuam Securities Limited
華富建業證券有限公司

Licence Record (2)

2011-11-07 – present Current
Quam Securities Limited Rep
RA 1 RA 2
2012-12-20 – 2013-09-02
China Tonghai (IA) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYJ116