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LAM Chun Yim

林駿棪
CE AUO078Licensed IndividualSFO licence active
Official SFC record

LAM Chun Yim (CE number AUO078) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeQuam Securities Limited
華富建業證券有限公司

Licence Record (9)

2012-10-16 – present Current
Quam Securities Limited Rep
RA 1 RA 2 RA 9
2023-05-03 – 2023-12-05
Lego Securities Limited Rep
RA 1
2020-04-23 – 2023-04-24
Realord Asia Pacific Securities Limited Rep
RA 1
2019-02-14 – 2020-04-03
Shanxi Securities International Limited Rep
RA 1
2019-02-14 – 2020-04-03
Shanxi Securities International Futures Limited Rep
RA 2
2019-02-14 – 2020-04-03
Shanxi Securities International Asset Management Limited Rep
RA 9
2013-04-22 – 2018-08-06
Quam Asset Management Limited Rep
RA 4
2012-07-31 – 2012-10-06
Phillip Commodities (HK) Limited Rep
RA 2
2010-01-18 – 2012-10-06
Phillip Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUO078