Shanxi Securities International Asset Management Limited
山證國際資產管理有限公司
CE BEN407Licensed Corporation
Shanxi Securities International Asset Management Limited is a Hong Kong SFC licensed corporation (CE number BEN407). First licensed on 2015-06-19. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2015-06-19 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2015-06-19 |
| RA 9 | Asset Management | 提供資產管理 | 2015-06-19 |