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ZHENG Zhen

鄭振
CE BCZ940Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHENG Zhen (CE number BCZ940) is an individual licensed by the Hong Kong SFC. First licensed on 2014-06-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHuatai (Hong Kong) Futures Limited
華泰(香港)期貨有限公司

Licence Record (6)

2022-07-21 – present Current
Huatai (Hong Kong) Futures Limited RO
RA 1 RA 2 RA 5
2022-06-20 – 2022-07-21
Huatai (Hong Kong) Futures Limited Rep
RA 2 RA 5
2019-02-18 – 2022-04-29
Xin Yongan International Asset Management Company Limited Rep
RA 4 RA 9
2018-11-20 – 2022-04-29
Xin Yongan International Securities Company Limited Rep
RA 1
2015-12-08 – 2022-04-29
China Xin Yongan Futures Company Limited RO
RA 2 RA 5
2014-06-11 – 2015-12-08
China Xin Yongan Futures Company Limited Rep
RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCZ940