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YANG Xu

楊旭
CE BPI539Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YANG Xu (CE number BPI539) is an individual licensed by the Hong Kong SFC. First licensed on 2020-05-26. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerShanxi Securities International Asset Management Limited
山證國際資產管理有限公司

Licence Record (1)

2020-05-26 – present Current
Shanxi Securities International Asset Management Limited RO
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPI539