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NG Kwan Yat

伍君逸
CE ANQ064Licensed IndividualSFO licence active
Official SFC record

NG Kwan Yat (CE number ANQ064) is an individual licensed by the Hong Kong SFC. First licensed on 2006-07-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Merchants Futures (HK) Co., Limited
招商期貨(香港)有限公司
RepresentativeChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司

Licence Record (11)

2017-09-18 – present Current
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 4
2017-09-18 – present Current
China Merchants Futures (HK) Co., Limited Rep
RA 2
2017-02-13 – 2017-09-10
SinoPac Securities (Asia) Limited Rep
RA 1 RA 2 RA 3
2016-06-17 – 2017-02-12
SinoPac Securities (Asia) Limited Rep
RA 1 RA 2
2011-10-17 – 2017-02-12
Tung Shing Securities (Brokers) Limited Rep
RA 1 RA 3
2011-10-17 – 2017-02-12
Tung Shing Futures (Brokers) Limited Rep
RA 2
2008-06-23 – 2011-10-04
KGI Asia Limited Rep
RA 1
2008-06-23 – 2011-10-04
KGI Securities (Hong Kong) Limited Rep
RA 1
2008-06-23 – 2011-10-04
KGI Futures (Hong Kong) Limited Rep
RA 2
2006-07-04 – 2008-05-30
Celestial Securities Limited Rep
RA 1
2006-07-04 – 2008-05-30
Celestial Commodities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANQ064