Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LIANG Sheng

梁胜
CE BPN681Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIANG Sheng (CE number BPN681) is an individual licensed by the Hong Kong SFC. First licensed on 2020-04-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
RepresentativeChina Merchants Futures (HK) Co., Limited
招商期貨(香港)有限公司

Licence Record (3)

2020-08-04 – present Current
China Merchants Securities (HK) Co., Limited RO
RA 1
2020-04-17 – present Current
China Merchants Futures (HK) Co., Limited Rep
RA 2
2020-04-17 – 2020-08-04
China Merchants Securities (HK) Co., Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPN681