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XIE Yi

謝貽
CE BCJ327Licensed IndividualSFO licence active
Official SFC record

XIE Yi (CE number BCJ327) is an individual licensed by the Hong Kong SFC. First licensed on 2013-12-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司

Licence Record (2)

2025-06-24 – present Current
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 6
2013-12-17 – 2024-11-19
HSBC Corporate Finance (Hong Kong) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCJ327