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CONG Lufeng

叢魯峰
CE AKI549Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CONG Lufeng (CE number AKI549) is an individual licensed by the Hong Kong SFC. First licensed on 2004-06-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Merchants Futures (HK) Co., Limited
招商期貨(香港)有限公司
Responsible OfficerChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司

Licence Record (7)

2014-05-19 – present Current
China Merchants Futures (HK) Co., Limited RO
RA 2
2007-05-09 – present Current
China Merchants Securities (HK) Co., Limited RO
RA 1 RA 2 RA 4
2018-06-13 – 2020-04-06
GF Securities (Hong Kong) Brokerage Limited RO
RA 1 RA 4
2018-01-16 – 2018-06-13
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1 RA 4
2018-01-16 – 2020-04-06
GF Futures (Hong Kong) Co., Limited Rep
RA 2
2005-06-17 – 2020-11-11
China Merchants Futures (HK) Co., Limited Rep
RA 2
2004-06-10 – 2020-11-11
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKI549