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LEE Yat Fai, Sam

李日暉
CE AFJ510Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Yat Fai, Sam (CE number AFJ510) is an individual licensed by the Hong Kong SFC. First licensed on 2007-05-16. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司

Licence Record (7)

2013-09-04 – present Current
China Merchants Securities (HK) Co., Limited RO
RA 4
2023-11-21 – 2024-05-06
China Merchants Securities (HK) Co., Limited Rep
RA 4
2019-01-03 – 2022-11-18
China Renaissance Securities (Hong Kong) Limited RO
RA 4
2018-10-18 – 2019-01-03
China Renaissance Securities (Hong Kong) Limited Rep
RA 4
2018-04-30 – 2018-10-09
Mango Financial Limited RO
RA 4
2018-02-07 – 2018-04-30
Mango Financial Limited Rep
RA 4
2007-05-16 – 2012-03-01
Credit Suisse (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFJ510