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MOK Tsz Ho

莫梓豪
CE BBY219Licensed IndividualSFO licence active
Official SFC record

MOK Tsz Ho (CE number BBY219) is an individual licensed by the Hong Kong SFC. First licensed on 2013-09-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司

Licence Record (5)

2026-05-14 – present Current
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 6
2016-12-21 – 2026-02-09
CCB International Capital Limited Rep
RA 1 RA 4 RA 6
2014-10-23 – 2016-11-23
Daiwa Capital Markets Hong Kong Limited Rep
RA 4
2014-10-13 – 2014-10-16
UOB Kay Hian (Hong Kong) Limited Rep
RA 4
2013-09-25 – 2014-09-22
Sheng Yuan Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBY219