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CHU Sai Tak

朱世德
CE ADX572Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHU Sai Tak (CE number ADX572) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerInnovax Capital Limited
創陞融資有限公司

Licence Record (2)

2016-11-02 – present Current
Innovax Capital Limited RO
RA 1 RA 6
2003-04-03 – 2016-10-14
China Everbright Capital Limited RO
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADX572