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JIANG Yue

姜越
CE BGP809Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

JIANG Yue (CE number BGP809) is an individual licensed by the Hong Kong SFC. First licensed on 2015-12-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司

Licence Record (6)

2023-01-11 – present Current
China Merchants Securities (HK) Co., Limited RO
RA 1 RA 4
2022-06-02 – 2023-01-11
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 4
2021-04-07 – 2021-11-05
CITIC Securities Asset Management (HK) Limited Rep
RA 4
2017-06-26 – 2021-11-05
CITIC Securities International Global Markets Limited Rep
RA 1 RA 2
2015-12-02 – 2017-06-25
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2015-12-02 – 2017-06-25
CITIC Securities Futures (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGP809