CITIC Securities Asset Management (HK) Limited is a Hong Kong SFC licensed corporation (CE number ARE947). First licensed on 2008-08-01. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2022-09-13 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2025-05-30 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2008-08-01 |
| RA 9 | Asset Management | 提供資產管理 | 2008-08-01 |
| CE No. | Name | Chinese |
|---|---|---|
| AJC639 | COLLARD Jeremy David | |
| AOL699 | ZHANG Zheng | 張正 |
| BAJ277 | XU Jianqiang | 許建強 |
| BDE572 | CAO Xia | 曹霞 |
| BNC713 | LI En Tzu | 李恩慈 |
| BWN287 | LIU Jing | 刘靖 |
| CE No. | Name | Chinese |
|---|---|---|
| ALA228 | TAM Ho Yin, Jude | 譚顥賢 |
| APW029 | CHOI Chi Hon | 蔡志寒 |
| ARI945 | LI Xuan | 李璇 |
| AVL540 | SHANG Ning | 尚宁 |
| AZI786 | LAU Joanne Yan-wah | 劉恩華 |
| BAS665 | MA Tao | 馬韜 |
| BED061 | TRUONG Alfred Kar Yin | 張家賢 |
| BEZ264 | LU Qing | 盧青 |
| BGE209 | LIU Liang | 劉亮 |
| BGV223 | YANG Zhifan | 楊之帆 |
| BMN686 | CHEN Tianxing | 陈天行 |
| BNG503 | LI Jingyi | 李靜怡 |
| BNI018 | LIU Mengxiao | 劉梦晓 |
| BOI483 | ZHOU Xuan | 周璇 |
| BOO258 | QIN Bo | 秦渤 |
| BPU860 | SUN Yisi | 孙逸思 |
| BQC196 | SHEN Yiding | 沈一丁 |
| BQI535 | ZHENG Yu | 鄭煜 |
| BQR923 | MA Yuwei | 馬雨微 |
| BRE652 | CHEN Ruiting | 陈睿婷 |
| BRH304 | LI Shang Xian | 李尚賢 |
| BRL112 | SONG Jung Hun | 宋政訓 |
| BRN724 | LI Shaoqing | 李少卿 |
| BRQ666 | DU Zhirui | 杜知睿 |
| BRV888 | CHEN Wen | 陳文 |
| BRW326 | GUO Ran | 郭然 |
| BRW327 | HU Ping | 胡萍 |
| BST707 | LEE Kotis Cheuk Hin | 李綽軒 |
| BSY860 | LIN Wang | 林望 |
| BTM555 | TANG Ningyuan | 湯宁遠 |
| BTT296 | LI Chen | 李晨 |
| BUD940 | CHEN Zhengzhe | 陈正哲 |
| BUT110 | LIN Sitong | 林思佟 |
| BVC221 | XU Junquan | 徐雋泉 |
| BVC440 | YANG Zhebin | 杨哲彬 |
| BVE755 | CHEN Xiyuan | 陈曦园 |
| BVO041 | XU Jing | 許靖 |
| BWC282 | ZENG Minrui | 曾旻睿 |
| BWH261 | AU Man Ho | 區文浩 |
| BWL918 | ZHAO Hang | 趙航 |
| BWM218 | BAI Jialin | 白嘉霖 |
| BWO480 | YANG Zhengyu | 杨正宇 |
| BWT545 | HU Wentao | 胡文韬 |
| BWT548 | JIA Kexun | 贾可训 |
| BWV978 | WEI Menglin | 韋孟霖 |
| BWY861 | WANG Liu | 王劉 |
| BXC555 | LIU Qingyang | 劉清揚 |
| BXF559 | SU Xuanhao | 苏炫昊 |
| BXI879 | JING Lei | 荆镭 |
| BXI966 | XUE Feifan | 薛飞帆 |
| BXL824 | LIU Weiping | 刘卫平 |
| BXV932 | LIANG Boyao | 梁博堯 |
| BYA535 | KOU Junru | 寇君如 |
| BYA694 | XU Jia | 徐佳 |
| BYA984 | LING Yuanfei | 凌源飞 |
| BYB207 | HUANG Jiahua | 黄嘉华 |
| BYB672 | JIANG Yixiao | 江一啸 |
| BYE189 | FENG Xiaoyi | 馮瀟儀 |