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MA Tao

馬韜
CE BAS665Licensed IndividualSFO licence active
Official SFC record

MA Tao (CE number BAS665) is an individual licensed by the Hong Kong SFC. First licensed on 2013-02-07. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCITIC Securities Asset Management (HK) Limited
中信證券資產管理(香港)有限公司

Licence Record (3)

2021-10-08 – present Current
CITIC Securities Asset Management (HK) Limited Rep
RA 4 RA 9
2018-02-08 – 2021-09-30
ICBC Asset Management (Global) Company Limited Rep
RA 4 RA 9
2013-02-07 – 2018-01-19
ABCI Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAS665