Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LI Chen

李晨
CE BTT296Licensed IndividualSFO licence active
Official SFC record

LI Chen (CE number BTT296) is an individual licensed by the Hong Kong SFC. First licensed on 2023-05-18. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCITIC Securities Asset Management (HK) Limited
中信證券資產管理(香港)有限公司

Licence Record (1)

2023-05-18 – present Current
CITIC Securities Asset Management (HK) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTT296