XU Jianqiang

許建強

CE BAJ277Licensed IndividualResponsible OfficerSFO licence active

XU Jianqiang (CE number BAJ277) is an individual licensed by the Hong Kong SFC. First licensed on 2012-10-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 4 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (4)

Capacity	Company / Institution
Responsible Officer	CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司
Responsible Officer	CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
Responsible Officer	CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
Responsible Officer	CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司

Licence Record (9)

2022-11-04 – present Current

CITIC Securities Asset Management (HK) Limited RO

RA 1 RA 2 RA 4 RA 9

2018-08-14 – present Current

CITIC Securities Brokerage (HK) Limited RO

RA 1 RA 4

2018-01-29 – present Current

CITIC Securities International Global Markets Limited RO

RA 1 RA 2 RA 4

2017-07-17 – present Current

CITIC Securities Futures (HK) Limited RO

RA 2

2022-07-11 – 2022-11-04

CITIC Securities Asset Management (HK) Limited Rep

RA 4 RA 9

2019-10-09 – 2020-05-06

CLSA Limited RO

RA 1

2017-06-26 – 2018-01-29

CITIC Securities International Global Markets Limited Rep

RA 1 RA 2

2013-04-18 – 2017-07-17

CITIC Securities Futures (HK) Limited Rep

RA 2

2012-10-29 – 2017-06-25

CITIC Securities Brokerage (HK) Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAJ277