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LI Shaoqing

李少卿
CE BRN724Licensed IndividualSFO licence active
Official SFC record

LI Shaoqing (CE number BRN724) is an individual licensed by the Hong Kong SFC. First licensed on 2021-08-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCITIC Securities Asset Management (HK) Limited
中信證券資產管理(香港)有限公司
RepresentativeCITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司

Licence Record (4)

2023-09-13 – present Current
CITIC Securities Asset Management (HK) Limited Rep
RA 1 RA 2 RA 4 RA 9
2023-09-13 – present Current
CITIC Securities International Global Markets Limited Rep
RA 2
2022-02-24 – 2023-08-18
CMS Asset Management (HK) Co., Limited Rep
RA 4 RA 9
2021-08-17 – 2022-01-20
OP Investment Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRN724