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CAO Jun

曹軍
CE APW805Licensed IndividualSFO licence active
Official SFC record

CAO Jun (CE number APW805) is an individual licensed by the Hong Kong SFC. First licensed on 2014-12-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Merchants Futures (HK) Co., Limited
招商期貨(香港)有限公司
RepresentativeChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司

Licence Record (3)

2014-12-18 – present Current
China Merchants Securities (HK) Co., Limited Rep
RA 1
2014-12-18 – present Current
China Merchants Futures (HK) Co., Limited Rep
RA 2
2015-11-09 – 2019-09-19
BOCOM International Securities Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APW805