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LAU Cheuk Ho

劉焯豪
CE AZL247Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Cheuk Ho (CE number AZL247) is an individual licensed by the Hong Kong SFC. First licensed on 2012-05-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
RepresentativeChina Merchants Futures (HK) Co., Limited
招商期貨(香港)有限公司
RepresentativeChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司

Licence Record (6)

2023-03-08 – present Current
China Merchants Securities (HK) Co., Limited RO
RA 1
2017-10-25 – present Current
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 4
2017-10-25 – present Current
China Merchants Futures (HK) Co., Limited Rep
RA 2
2015-05-19 – 2017-10-17
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 2 RA 4
2015-03-20 – 2015-05-09
Hang Seng Investment Management Limited Rep
RA 1 RA 4 RA 9
2012-05-09 – 2014-11-14
UOB Kay Hian (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZL247