Hang Seng Investment Management Limited is a Hong Kong SFC licensed corporation (CE number ABT330). First licensed on 2003-11-15. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2003-11-15 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2003-11-15 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2003-11-15 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2003-11-15 |
| RA 9 | Asset Management | 提供資產管理 | 2003-11-15 |
| CE No. | Name | Chinese |
|---|---|---|
| AFV521 | LUI Man Chung, Raymond | 呂文忠 |
| AQD146 | SO Ho Ching, Paul | 蘇浩程 |
| ARI899 | WONG King Fung | 黃勁峯 |
| AWX605 | LEE Tak Long, Felix | 李德朗 |
| BUD503 | WONG Wai Chuen | 王偉全 |
| CE No. | Name | Chinese |
|---|---|---|
| AED207 | HO Yan | 何欣 |
| AIL180 | TONG Leung Kwing | 唐良炯 |
| AKP804 | LAM Po Ching | 林步青 |
| AOA405 | LING Tsz King | 凌子敬 |
| AOB250 | CHAN Yan | 陳茵 |
| AOD441 | LEUNG Winnie | 梁詠儀 |
| APB268 | CHUNG Chi To | 鍾志滔 |
| APC469 | NGAI Yvonne Yuet-ying | 危月瑩 |
| APD418 | CHEUNG Ka Mun, Carmen | 張嘉敏 |
| AQW220 | CHAN Chun Him | 陳俊謙 |
| ASJ715 | MOK Hoi Ki, Ricky | 莫海祺 |
| AUI149 | OH Kuan Yu | 胡光耀 |
| AUV477 | NG Alice Pui Shan | 吳佩珊 |
| AVT034 | CHAN Chun Kit | 陳俊傑 |
| AVV493 | POON Kei Hong, Cecil | 潘紀匡 |
| AXI311 | CHAN Chi Wai | 陳志偉 |
| AYJ856 | CHAN Yin Ting Elaine | 陳彥婷 |
| AYJ858 | CHOW Kai Suen | 周繼旋 |
| AZC682 | HUNG Pak Yung | 洪柏榕 |
| AZU891 | CHAN Chin Hong | 陳展康 |
| BBE128 | CHAN Lap Pui | 陳鈉培 |
| BBJ204 | TSE Fei | 謝斐 |
| BEE264 | CHIU Hok Hon | 趙學瀚 |
| BEF186 | WAN Yang | 萬陽 |
| BGG257 | YUEN Kin Chung | 袁健聰 |
| BGP800 | XU Man | 徐漫 |
| BGX931 | HO Chun Keung | 何俊強 |
| BGY112 | SUM Yik Po | 岑亦寶 |
| BHA118 | CHAN Cheuk Hang | 陳卓行 |
| BIC344 | CHENG Chi Keung | 鄭志強 |
| BJL606 | KONG Ho Chuen | 江浩銓 |
| BJY996 | LEE Po Ting | 李寶婷 |
| BKB231 | LEE Ka Wing | 利家榮 |
| BLE910 | MA Man Lok, Ivan | 馬文樂 |
| BME248 | LAU Yin Lun | 劉彥麟 |
| BNS879 | CHOW Ka Wang | 周家宏 |
| BNU993 | CHEUNG Hoi Li | 張愷妮 |
| BOB004 | TSE Cheuk Lam | 謝焯林 |
| BOF948 | CHAN Suet Ying | 陳雪盈 |
| BOX405 | KWOK Chi Kit | 郭子杰 |
| BOZ986 | KO Ka Chun | 高家俊 |
| BPN630 | LEI Xuan | 雷旋 |
| BRQ238 | LUK Cameo | 陸嘉苗 |
| BRY515 | KOK Lai Yin | 郭麗燕 |
| BSB949 | PAN Shuman | 潘舒曼 |
| BST037 | CHENG Ho Nam | 鄭浩男 |
| BST215 | MAN Yu Ting | 萬雨廷 |
| BSV313 | ZHOU Yixin | 周翊昕 |
| BSW173 | YOW Wan Shun Caleb | 邱允淳 |
| BSW583 | CHIU Yuen Yee | 趙婉儀 |
| BTY586 | WONG Hiu Tung | 王曉彤 |
| BUT778 | SUN Ching Yi | 孫靖宜 |
| BUY670 | SONG Jing | 宋菁 |
| BXP850 | CHAN Ka Wai | 陳家慧 |
| BXS158 | KAN Ho Yin | 簡皓賢 |
| BXT853 | LEUNG Chun Yan Gareth | 梁俊仁 |