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TSE Cheuk Lam

謝焯林
CE BOB004Licensed IndividualSFO licence active
Official SFC record

TSE Cheuk Lam (CE number BOB004) is an individual licensed by the Hong Kong SFC. First licensed on 2019-02-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHang Seng Investment Management Limited
恒生投資管理有限公司

Licence Record (3)

2023-06-14 – present Current
Hang Seng Investment Management Limited Rep
RA 1 RA 4 RA 5 RA 9
2022-07-25 – 2023-04-21
GCO Asset Management Limited Rep
RA 9
2019-02-08 – 2022-01-09
Moody's Investors Service Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOB004