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WONG King Fung

黃勁峯
CE ARI899Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG King Fung (CE number ARI899) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHang Seng Investment Management Limited
恒生投資管理有限公司

Licence Record (7)

2026-01-20 – present Current
Hang Seng Investment Management Limited RO
RA 1 RA 4 RA 5 RA 6 RA 9
2026-01-06 – 2026-01-20
Hang Seng Investment Management Limited Rep
RA 1 RA 4 RA 5 RA 6 RA 9
2017-03-28 – 2024-01-08
China International Capital Corporation Hong Kong Asset Management Limited RO
RA 1 RA 4 RA 9
2017-03-28 – 2024-01-08
China International Capital Corporation Hong Kong Securities Limited RO
RA 1 RA 4
2016-05-06 – 2017-03-28
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1
2016-05-06 – 2017-03-28
China International Capital Corporation Hong Kong Asset Management Limited Rep
RA 9
2008-07-25 – 2016-03-03
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARI899