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MOK Hoi Ki, Ricky

莫海祺
CE ASJ715Licensed IndividualSFO licence active
Official SFC record

MOK Hoi Ki, Ricky (CE number ASJ715) is an individual licensed by the Hong Kong SFC. First licensed on 2009-01-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHang Seng Investment Management Limited
恒生投資管理有限公司

Licence Record (5)

2026-03-16 – present Current
Hang Seng Investment Management Limited Rep
RA 1 RA 4
2020-02-05 – 2023-08-29
UBS Asset Management (Hong Kong) Limited Rep
RA 1 RA 4
2012-07-03 – 2018-07-11
Vanguard Investments Hong Kong Limited Rep
RA 1 RA 4 RA 9
2010-04-14 – 2011-08-27
BlackRock (Hong Kong) Limited Rep
RA 1
2009-01-30 – 2011-08-27
BlackRock Asset Management North Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASJ715