Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

NG Alice Pui Shan

吳佩珊
CE AUV477Licensed IndividualSFO licence active

NG Alice Pui Shan (CE number AUV477) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHang Seng Investment Management Limited
恒生投資管理有限公司

Licence Record (2)

2026-03-11 – present Current
2010-03-03 – 2016-05-28