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KOK Lai Yin

郭麗燕
CE BRY515Licensed IndividualSFO licence active
Official SFC record

KOK Lai Yin (CE number BRY515) is an individual licensed by the Hong Kong SFC. First licensed on 2021-12-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHang Seng Investment Management Limited
恒生投資管理有限公司

Licence Record (1)

2021-12-16 – present Current
Hang Seng Investment Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRY515