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CHAN Chi Wai

陳志偉
CE AXI311Licensed IndividualSFO licence active
Official SFC record

CHAN Chi Wai (CE number AXI311) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHang Seng Investment Management Limited
恒生投資管理有限公司

Licence Record (5)

2011-05-25 – present Current
Hang Seng Investment Management Limited Rep
RA 1 RA 4 RA 5 RA 9
2021-06-24 – 2024-02-14
Samsung Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2017-03-10 – 2021-06-20
Hang Seng Investment Management Limited RO
RA 5
2017-03-10 – 2017-07-14
Hang Seng Futures Limited RO
RA 5
2016-07-25 – 2017-07-14
Hang Seng Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXI311