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CHUNG Ho Tung

鍾浩東
CE AGC693Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHUNG Ho Tung (CE number AGC693) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
RepresentativeChina Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司

Licence Record (16)

2026-05-29 – present Current
China Merchants Securities (HK) Co., Limited RO
RA 6
2026-05-14 – present Current
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 6
2022-12-13 – 2026-03-17
Kingsway Capital Limited RO
RA 6
2022-08-11 – 2026-03-17
Kingsway Financial Services Group Limited Rep
RA 1
2022-08-11 – 2022-12-13
Kingsway Capital Limited Rep
RA 6
2019-06-26 – 2022-07-18
Sorrento Securities Limited RO
RA 1
2019-06-26 – 2022-07-18
Sorrento Capital Limited RO
RA 6
2016-02-22 – 2019-06-24
TC Capital International Limited RO
RA 1 RA 6
2015-12-30 – 2016-05-12
TC Capital International Limited Rep
RA 1 RA 6
2012-08-14 – 2015-12-15
Fortune (HK) Securities Limited Rep
RA 1
2012-06-26 – 2015-12-15
Fortune Financial Capital Limited RO
RA 6
2011-06-21 – 2012-06-11
GF Capital (Hong Kong) Limited RO
RA 6
2011-05-18 – 2011-06-21
GF Capital (Hong Kong) Limited Rep
RA 6
2006-09-14 – 2011-04-11
CTBC Asia Limited RO
RA 6
2005-04-27 – 2006-09-14
CTBC Asia Limited Rep
RA 6
2003-04-01 – 2005-04-21
Oriental Patron Asia Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGC693