CTBC Asia Limited
中國信託綜合證券(香港)有限公司
CE AJF262Licensed Corporation
CTBC Asia Limited is a Hong Kong SFC licensed corporation (CE number AJF262). First licensed on 2004-01-14. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-01-14 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-10-04 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2004-08-19 |
| RA 9 | Asset Management | 提供資產管理 | 2004-01-14 |
HKEX Participantships (3)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.