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CHOU Shi Chung

周世昌
CE AEJ620Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHOU Shi Chung (CE number AEJ620) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCTBC Asia Limited
中國信託綜合證券(香港)有限公司

Licence Record (2)

2004-08-19 – present Current
CTBC Asia Limited RO
RA 1 RA 6
2003-04-01 – 2004-04-21
CSC Asia Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEJ620