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WANG Tsai Yun

王彩雲
CE ARF694Licensed IndividualSFO licence active
Official SFC record

WANG Tsai Yun (CE number ARF694) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCTBC Asia Limited
中國信託綜合證券(香港)有限公司

Licence Record (3)

2019-04-12 – present Current
CTBC Asia Limited Rep
RA 1 RA 4
2012-07-03 – 2017-06-30
Rich Union Securities (H.K.) Limited Rep
RA 1
2008-08-04 – 2012-06-01
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARF694