Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YIP Matthew Shu Shun

葉樹信
CE BIL940Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIP Matthew Shu Shun (CE number BIL940) is an individual licensed by the Hong Kong SFC. First licensed on 2016-11-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCTBC Asia Limited
中國信託綜合證券(香港)有限公司
RepresentativeCTBC Asia Limited
中國信託綜合證券(香港)有限公司

Licence Record (3)

2021-01-18 – present Current
CTBC Asia Limited RO
RA 1 RA 4
2017-05-29 – present Current
CTBC Asia Limited Rep
RA 1 RA 4 RA 9
2016-11-21 – 2017-05-17
CSC Securities (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIL940