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Sorrento Securities Limited

擎天證券有限公司
CE BHG995Licensed Corporation
Date of licence (SFO)
2016-07-13
Register as of
2026-07-23
Last indexed
2026-07-24 00:05 UTC
Official SFC record

Sorrento Securities Limited is a Hong Kong SFC licensed corporation (CE number BHG995). First licensed on 2016-07-13. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2016-07-13
RA 4Advising on Securities就證券提供意見2017-09-12

HKEX Participantships (3)

Stock Options Participant HKSCC Clearing Participant #B02028 SEHK Participant #02028

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (2)

CE No.NameChinese
ARO507CHEUNG Wing Yiu張永堯
BFD374LAM Tik On林迪安

Representatives (5)

CE No.NameChinese
AAB484CHAN Wing Yuen陳永源
ACT436CHAN Hung Tat陳雄達
ALV009POON Cheuk Fai潘卓輝
BGC843CHAU Yuk Lan鄒玉蘭
BQP746TSUI Yan Nga徐欣雅

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/BHG995