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LAM Tik On

林迪安
CE BFD374Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Tik On (CE number BFD374) is an individual licensed by the Hong Kong SFC. First licensed on 2015-03-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSorrento Securities Limited
擎天證券有限公司

Licence Record (6)

2022-01-20 – present Current
Sorrento Securities Limited RO
RA 1 RA 4
2021-11-25 – 2022-01-20
Sorrento Securities Limited Rep
RA 1
2020-05-20 – 2021-11-21
China-Hong Kong Link Securities Company Limited RO
RA 1
2020-04-29 – 2020-05-20
China-Hong Kong Link Securities Company Limited Rep
RA 1
2016-02-19 – 2019-12-18
Phillip Commodities (HK) Limited Rep
RA 2
2015-03-23 – 2019-12-18
Phillip Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFD374