POON Cheuk Fai

潘卓輝

CE ALV009Licensed IndividualResponsible OfficerSFO licence active

POON Cheuk Fai (CE number ALV009) is an individual licensed by the Hong Kong SFC. First licensed on 2005-05-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Sorrento Capital Limited 擎天資本有限公司
Representative	Sorrento Securities Limited 擎天證券有限公司

Licence Record (11)

2019-07-05 – present Current

Sorrento Securities Limited Rep

RA 1

2019-07-05 – present Current

Sorrento Capital Limited RO

RA 6

2019-01-17 – 2019-06-29

LY Capital Limited RO

RA 6

2018-11-12 – 2019-06-29

LY Capital Limited Rep

RA 1 RA 6

2018-10-09 – 2018-11-03

Founder Securities (Hong Kong) Capital Company Limited RO

RA 6

2018-07-06 – 2018-10-09

Founder Securities (Hong Kong) Capital Company Limited Rep

RA 6

2014-10-29 – 2018-06-01

Guotai Junan Capital Limited Rep

RA 6

2012-10-12 – 2014-10-10

Octal Capital Limited Rep

RA 1 RA 6

2011-01-21 – 2012-10-06

Partners Capital International Limited Rep

RA 1 RA 6

2006-04-21 – 2006-07-24

Asia Investment Management Limited Rep

RA 4 RA 9

2005-05-17 – 2005-10-31

Asia Investment Research Limited Rep

RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALV009