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LI Ming

李明
CE AXK332Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Ming (CE number AXK332) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-07. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGuoyuan Securities Brokerage (Hong Kong) Limited
國元証券經紀(香港)有限公司

Licence Record (3)

2021-07-08 – present Current
Guoyuan Securities Brokerage (Hong Kong) Limited RO
RA 4
2018-07-12 – 2019-08-13
China Industrial Securities International Brokerage Limited Rep
RA 4
2011-06-07 – 2021-07-08
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXK332