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LAU So Mei, Susan

劉素媚
CE AMA244Licensed IndividualSFO licence active
Official SFC record

LAU So Mei, Susan (CE number AMA244) is an individual licensed by the Hong Kong SFC. First licensed on 2005-05-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeGuoyuan Asset Management (Hong Kong) Limited
國元資產管理(香港)有限公司
RepresentativeGuoyuan Futures (Hong Kong) Limited
國元期貨(香港)有限公司
RepresentativeGuoyuan Securities Brokerage (Hong Kong) Limited
國元証券經紀(香港)有限公司

Licence Record (4)

2010-04-30 – present Current
Guoyuan Asset Management (Hong Kong) Limited Rep
RA 9
2008-02-15 – present Current
Guoyuan Futures (Hong Kong) Limited Rep
RA 2
2007-03-01 – present Current
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 1
2005-05-25 – 2007-02-27
Sinolink Securities (Hong Kong) Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMA244