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WONG Yu Lui

黃宇雷
CE AEA008Licensed IndividualSFO licence active

WONG Yu Lui (CE number AEA008) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeGuoyuan Asset Management (Hong Kong) Limited
國元資產管理(香港)有限公司
RepresentativeGuoyuan Futures (Hong Kong) Limited
國元期貨(香港)有限公司
RepresentativeGuoyuan Securities Brokerage (Hong Kong) Limited
國元証券經紀(香港)有限公司

Licence Record (7)

2014-12-01 – present Current
2012-08-01 – present Current
2012-02-15 – 2012-05-04
2012-02-15 – 2012-05-04
2003-04-01 – 2011-02-01