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WONG Tak Ming

王德明
CE BKC421Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Tak Ming (CE number BKC421) is an individual licensed by the Hong Kong SFC. First licensed on 2023-06-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGuoyuan Futures (Hong Kong) Limited
國元期貨(香港)有限公司
Responsible OfficerGuoyuan Securities Brokerage (Hong Kong) Limited
國元証券經紀(香港)有限公司

Licence Record (4)

2024-08-02 – present Current
Guoyuan Securities Brokerage (Hong Kong) Limited RO
RA 1 RA 4
2024-08-02 – present Current
Guoyuan Futures (Hong Kong) Limited RO
RA 2 RA 5
2023-06-28 – 2024-08-02
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 1 RA 4
2023-06-28 – 2024-08-02
Guoyuan Futures (Hong Kong) Limited Rep
RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKC421