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YANG Shu

楊舒
CE BPW827Licensed IndividualSFO licence active
Official SFC record

YANG Shu (CE number BPW827) is an individual licensed by the Hong Kong SFC. First licensed on 2020-08-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGuoyuan Securities Brokerage (Hong Kong) Limited
國元証券經紀(香港)有限公司

Licence Record (2)

2021-11-08 – present Current
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 1
2020-08-27 – 2022-08-11
Guoyuan Capital (Hong Kong) Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPW827