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ZHAO Hanqing

趙漢青
CE AZU987Licensed IndividualSFO licence active
Official SFC record

ZHAO Hanqing (CE number AZU987) is an individual licensed by the Hong Kong SFC. First licensed on 2012-07-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGuoyuan Securities Brokerage (Hong Kong) Limited
國元証券經紀(香港)有限公司

Licence Record (4)

2025-04-29 – present Current
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 1
2016-12-19 – 2018-10-12
UBS Securities Hong Kong Limited Rep
RA 6
2013-06-17 – 2016-12-18
UBS Securities Hong Kong Limited Rep
RA 6
2012-07-04 – 2013-01-19
Deutsche Securities Asia Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZU987