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LAM Kin Shing

林建盛
CE BDY864Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Kin Shing (CE number BDY864) is an individual licensed by the Hong Kong SFC. First licensed on 2014-08-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGuoyuan Capital (Hong Kong) Limited
國元融資(香港)有限公司
RepresentativeGuoyuan Securities Brokerage (Hong Kong) Limited
國元証券經紀(香港)有限公司

Licence Record (6)

2026-06-17 – present Current
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 1
2026-06-17 – present Current
Guoyuan Capital (Hong Kong) Limited RO
RA 6
2025-02-25 – 2026-06-17
Guoyuan Capital (Hong Kong) Limited Rep
RA 6
2017-05-09 – 2024-12-30
Guotai Junan Capital Limited Rep
RA 6
2015-04-30 – 2017-04-19
Messis Capital Limited Rep
RA 6
2014-08-27 – 2015-04-16
INCU Corporate Finance Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDY864