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KONG Pak Yong Andy

江泊融
CE BLI106Licensed IndividualSFO licence active
Official SFC record

KONG Pak Yong Andy (CE number BLI106) is an individual licensed by the Hong Kong SFC. First licensed on 2017-10-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGuoyuan Futures (Hong Kong) Limited
國元期貨(香港)有限公司
RepresentativeGuoyuan Securities Brokerage (Hong Kong) Limited
國元証券經紀(香港)有限公司

Licence Record (7)

2024-11-27 – present Current
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 1
2024-11-27 – present Current
Guoyuan Futures (Hong Kong) Limited Rep
RA 2
2024-02-26 – 2024-03-13
Changjiang Securities Brokerage (HK) Limited Rep
RA 1 RA 2
2021-12-07 – 2024-02-11
Zhongtai International Securities Limited Rep
RA 1 RA 4
2021-12-07 – 2024-02-11
Zhongtai International Futures Limited Rep
RA 2
2018-07-31 – 2021-11-04
Forthright Securities Company Limited Rep
RA 1 RA 2 RA 4 RA 5
2017-10-30 – 2018-07-18
Tongfang Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLI106