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NG Sui Man

吳瑞民
CE AAD175Licensed IndividualSFO licence active
Official SFC record

NG Sui Man (CE number AAD175) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 7 (Automated trading).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGuoyuan Securities Brokerage (Hong Kong) Limited
國元証券經紀(香港)有限公司

Licence Record (4)

2019-10-25 – present Current
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 1
2019-05-20 – 2019-10-17
KGI Asia Limited Rep
RA 1
2011-12-01 – 2019-05-13
Glory Sun Securities Limited Rep
RA 1
2003-04-01 – 2011-12-01
Guochuang Securities Financial Holding Group Co., Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAD175