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NG Ho Wai

伍灝維
CE AUS555Licensed IndividualSFO licence active
Official SFC record

NG Ho Wai (CE number AUS555) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGuoyuan Futures (Hong Kong) Limited
國元期貨(香港)有限公司
RepresentativeGuoyuan Securities Brokerage (Hong Kong) Limited
國元証券經紀(香港)有限公司

Licence Record (5)

2012-08-03 – present Current
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 1
2012-08-03 – present Current
Guoyuan Futures (Hong Kong) Limited Rep
RA 2
2010-09-22 – 2012-04-10
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2010-03-18 – 2010-09-13
Haitong International Securities Company Limited Rep
RA 1
2010-03-18 – 2010-09-13
Haitong International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUS555