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CHAN Ka Wa

陳嘉華
CE AOX337Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Ka Wa (CE number AOX337) is an individual licensed by the Hong Kong SFC. First licensed on 2007-05-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
RepresentativeMirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司

Licence Record (6)

2026-05-08 – present Current
Mirae Asset Securities (HK) Limited Rep
RA 1 RA 2 RA 4
2025-09-01 – 2026-04-30
Chief Securities Limited Rep
RA 2 RA 4
2025-09-01 – 2026-04-30
Chief Securities Limited RO
RA 1
2017-09-19 – 2025-08-31
Chief Securities Limited RO
RA 1
2009-12-01 – 2025-08-31
Chief Commodities Limited Rep
RA 2
2007-05-14 – 2025-08-31
Chief Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOX337